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Financial fraud and corporate crime cases are complicated and subject to interpretation. The early intervention of a knowledgeable financial crimes attorney is the best way to avoid a costly criminal conviction. Unfortunately, a financial fraud investigation can easily damage or ruin the career of a financial services professional.

Allegations of Financial Fraud

When a financial professional becomes the subject of a criminal investigation, the stakes are high. Even though the evidence in a fraud case is subject to interpretation, financial regulators and law enforcement authorities possess significant resources to prosecute financial crimes. Among the most common types of financial accounting fraud crimes are the following:

Even the hint of impropriety can destroy a promising financial services career. A white-collar conviction for violating a federal regulatory requirement can result in a prison sentence and financial penalties. Federal broker and securities fraud allegations have grown rapidly in recent years. A financial crimes suspect may even be subjected to parallel criminal investigations by two or more federal regulatory agencies.

Individual and Corporate Fraud Allegations

A criminal investigation in Houston, Texas concerning the financial integrity of an individual or organization may involve one of the following activities:

  • Mortgage backed securities
  • Insider trading
  • Securities and Exchange Commission (SEC) violations
  • Federal financial regulations
  • Fiduciary breaches
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